Tailored Solutions

Tailored Solutions

“Clients utilise our expertise to compliment their in-house skills and to overcome any knowledge gaps.

Together we tailor a solid framework for our clients funds management offerings.”
Richard Mulligan Principal – KICG
Licensing
Licensing

Obtain appropriate licensing under an AFSL or an ACL.

Training of staff and responsible managers to meet ongoing AFSL educational requirements.

Corporations and other funds management regulatory requirements advice on day to day issues.

Licensing

Obtain appropriate licensing under an AFSL or an ACL.

Training of staff and responsible managers to meet ongoing AFSL educational requirements.

Corporations and other funds management regulatory requirements advice on day to day issues.

Funds Setup
Fund Setup

Fund Manager Establishment and Structuring: Determine appropriate Fund and Manager structure.

Fund creation and development: Preparation of trust deeds and constitutions.

Selection of outsourced Service Providers: An independent process for selection and implementation of trustee/RE, registry, fund administration and custody providers.

Funds Setup

Fund Manager Establishment and Structuring: Determine appropriate Fund and Manager structure.

Fund creation and development: Preparation of trust deeds and constitutions.

Selection of outsourced Service Providers: An independent process for selection and implementation of trustee/RE, registry, fund administration and custody providers.

Offer Documents
Offer Documents

Offer documents: Preparation or review of offer documents, including Information Memoranda and Product Disclosure Statements.

Product development and management: Design and modification of products.

Marketing support material: Preparation and review of material including fact sheets, websites, presentations and investor communications.

Offer Documents

Offer documents: Preparation or review of offer documents, including Information Memoranda and Product Disclosure Statements.

Product development and management: Design and modification of products.

Marketing support material: Preparation and review of material including fact sheets, websites, presentations and investor communications.

Compliance
Compliance

Compliance manual and system design: Provision of a turnkey compliance process, including preparation of Compliance and Risk manuals and policies from a ‘whole of system’ view.

Ongoing AFSL compliance reviews: Independent review of ongoing compliance with AFSL and other financial service law requirements.

Regulatory updates: Provision of regular updates on regulatory requirements.

Compliance

Compliance manual and system design: Provision of a turnkey compliance process, including preparation of Compliance and Risk manuals and policies from a ‘whole of system’ view.

Ongoing AFSL compliance reviews: Independent review of ongoing compliance with AFSL and other financial service law requirements.

Regulatory updates: Provision of regular updates on regulatory requirements.