Tailored Solutions
Together we tailor a solid framework for our clients funds management offerings.” Richard Mulligan Principal – KICG
Obtain appropriate licensing under an AFSL or an ACL.
Training of staff and responsible managers to meet ongoing AFSL educational requirements.
Corporations and other funds management regulatory requirements advice on day to day issues.
Obtain appropriate licensing under an AFSL or an ACL.
Training of staff and responsible managers to meet ongoing AFSL educational requirements.
Corporations and other funds management regulatory requirements advice on day to day issues.
Fund Manager Establishment and Structuring: Determine appropriate Fund and Manager structure.
Fund creation and development: Preparation of trust deeds and constitutions.
Selection of outsourced Service Providers: An independent process for selection and implementation of trustee/RE, registry, fund administration and custody providers.
Fund Manager Establishment and Structuring: Determine appropriate Fund and Manager structure.
Fund creation and development: Preparation of trust deeds and constitutions.
Selection of outsourced Service Providers: An independent process for selection and implementation of trustee/RE, registry, fund administration and custody providers.
As a law firm we provide commercially based legal solutions. This includes answers to general financial service legal questions, as well as other services such as preparing fund establishment and offer documents.
Our legal practice is informed by our practical understanding of how financial service businesses work.
As a law firm we provide commercially based legal solutions. This includes answers to general financial service legal questions, as well as other services such as preparing fund establishment and offer documents.
Our legal practice is informed by our practical understanding of how financial service businesses work.
Offer documents: Preparation or review of offer documents, including Information Memoranda and Product Disclosure Statements.
Product development and management: Design and modification of products.
Marketing support material: Preparation and review of material including fact sheets, websites, presentations and investor communications.
Offer documents: Preparation or review of offer documents, including Information Memoranda and Product Disclosure Statements.
Product development and management: Design and modification of products.
Marketing support material: Preparation and review of material including fact sheets, websites, presentations and investor communications.
Compliance manual and system design: Provision of a turnkey compliance process, including preparation of Compliance and Risk manuals and policies from a ‘whole of system’ view.
Ongoing AFSL compliance reviews: Independent review of ongoing compliance with AFSL and other financial service law requirements.
Regulatory updates: Provision of regular updates on regulatory requirements.
Compliance manual and system design: Provision of a turnkey compliance process, including preparation of Compliance and Risk manuals and policies from a ‘whole of system’ view.
Ongoing AFSL compliance reviews: Independent review of ongoing compliance with AFSL and other financial service law requirements.
Regulatory updates: Provision of regular updates on regulatory requirements.